As filed with the Securities and Exchange Commission on July 31, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
FULCRUM THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 47-4839948 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
26 Landsdowne Street Cambridge, Massachusetts |
02139 | |
(Address of Principal Executive Offices) | (Zip Code) |
2022 Inducement Stock Incentive Plan
(Full title of the plan)
Alex C. Sapir
President and Chief Executive Officer
Fulcrum Therapeutics, Inc.
26 Landsdowne Street
Cambridge, Massachusetts 02139
(Name and address of agent for service)
(617) 651-8851
(Telephone number, including area code, of agent for service)
Copies to:
Mitchell Bloom, Esq. Marianne Sarrazin, Esq. Goodwin Procter LLP 100 Northern Avenue Boston, MA 02210 (617) 570-1000 |
Curtis Oltmans, Esq. Chief Legal Officer Fulcrum Therapeutics, Inc. 26 Landsdowne Street Cambridge, Massachusetts 02139 (617) 651-8851 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
Fulcrum Therapeutics, Inc. (Fulcrum) is filing this Registration Statement on Form S-8 for the purpose of registering an additional 1,000,000 shares of its common stock, $0.001 par value per share under Fulcrums 2022 Inducement Stock Incentive Plan, as amended (the Inducement Plan), pursuant to an amendment to the Inducement Plan, as approved by Fulcrums board of directors, effective June 17, 2024. The additional shares are of the same class as other securities for which a registration statement relating to the Inducement Plan has previously been filed and is effective. Accordingly, this registration statement incorporates by reference the contents of the registration statements on Form S-8 (File No. 333-263249) filed on March 3, 2022, Form S-8 (File No. 333-270385) filed on March 9, 2023 and Form S-8 (File No. 333-277421) filed on February 27, 2024, pursuant to General Instruction E, except with respect to Item 8. Exhibits thereof.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
* | Filed herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Commonwealth of Massachusetts, on the 31st day of July, 2024.
Fulcrum Therapeutics, Inc. | ||
By: | /s/ Alex C. Sapir | |
Name: | Alex C. Sapir | |
Title: | President and Chief Executive Officer |
Each person whose signature appears below constitutes and appoints each of Alex C. Sapir and Alan Musso, acting alone or together with another attorney-in-fact, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and in his or her name, place and stead, in any and all capacities, to sign any or all further amendments (including post-effective amendments) to this registration statement (and any additional registration statement related hereto permitted by Rule 462(b) promulgated under the Securities Act, (and all further amendments, including post-effective amendments, thereto)), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Name |
Title |
Date | ||
/s/ Alex C. Sapir |
President and Chief Executive Officer, Director | July 31, 2024 | ||
Alex C. Sapir | (Principal Executive Officer) | |||
/s/ Alan Musso |
Chief Financial Officer | July 31, 2024 | ||
Alan Musso | (Principal Financial Officer) | |||
/s/ Gregory Tourangeau |
Vice President, Finance | July 31, 2024 | ||
Gregory Tourangeau | (Principal Accounting Officer) | |||
/s/ Kate Haviland |
Chairman of the Board | July 31, 2024 | ||
Kate Haviland | ||||
/s/ Robert J. Gould |
Director | July 31, 2024 | ||
Robert J. Gould | ||||
/s/ Sonja L. Banks |
Director | July 31, 2024 | ||
Sonja L. Banks | ||||
/s/ James J. Collins |
Director | July 31, 2024 | ||
James J. Collins | ||||
/s/ Katina Dorton |
Director | July 31, 2024 | ||
Katina Dorton | ||||
/s/ Alan Ezekowitz |
Director | July 31, 2024 | ||
Alan Ezekowitz | ||||
/s/ James Geraghty |
Director | July 31, 2024 | ||
James Geraghty | ||||
/s/ Colin Hill |
Director | July 31, 2024 | ||
Colin Hill |
Exhibit 5.1
Goodwin Procter LLP Three Embarcadero Center, Suite 2800
94111
goodwinlaw.com +1 415 733 6000 |
July 31, 2024
Fulcrum Therapeutics, Inc.
26 Landsdowne Street
Cambridge, Massachusetts 02139
Re: | Securities Being Registered under Registration Statement on Form S-8 |
We have acted as your counsel in connection with your filing of a Registration Statement on Form S-8 (the Registration Statement) pursuant to the Securities Act of 1933, as amended (the Securities Act), on or about the date hereof relating to an aggregate of 1,000,000 shares (the Shares) of common stock, par value $0.001 per share (Common Stock), of Fulcrum Therapeutics, Inc., a Delaware corporation (the Company), that may be issued pursuant to the Companys 2022 Inducement Stock Incentive Plan, as amended (the Inducement Plan).
We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinion set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company.
For purposes of the opinion set forth below, we have assumed that , at the time Shares are issued, the total number of then unissued Shares, when added to the number of shares of Common Stock issued, subscribed for, or otherwise committed to be issued, does not exceed the number of shares of Common Stock authorized by the Companys certificate of incorporation.
The opinion set forth below is limited to the Delaware General Corporation Law.
Based on the foregoing, we are of the opinion that the Shares have been duly authorized and, when delivered against payment therefor in accordance with the terms of the Inducement Plan, will be validly issued, fully paid and nonassessable.
This opinion letter and the opinion it contains shall be interpreted in accordance with the Core Opinion Principles as published in 74 Business Lawyer 815 (Summer 2019).
We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.
Very truly yours, |
/s/ GOODWIN PROCTER LLP |
GOODWIN PROCTER LLP |
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
We consent to the incorporation by reference in the Registration Statement (Form S-8) pertaining to the 2022 Inducement Stock Incentive Plan, as amended (the Inducement Plan) of Fulcrum Therapeutics, Inc. of our report dated February 27, 2024, with respect to the consolidated financial statements of Fulcrum Therapeutics, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2023, filed with the Securities and Exchange Commission.
/s/ Ernst & Young LLP
Boston, Massachusetts
July 31, 2024
Exhibit 107
Calculation of Filing Fee Tables
Form S-8
(Form Type)
Fulcrum Therapeutics, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Class Title |
Fee Calculation Rule |
Amount Registered (1) |
Proposed Maximum Offering Price Per Share |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee | |||||||
Equity | Common Stock, $0.001 par value per share | 457(c) and 457(h)(1) | 1,000,000 (2) | $8.68 (3) | $8,680,000 | $0.00014760 | $1,281.17 | |||||||
Total Offering Amounts | $8,680,000 | $1,281.17 | ||||||||||||
Total Fee Offsets | $0 | |||||||||||||
Net Fee Due | $1,281.17 |
(1) | In accordance with Rule 416 under the Securities Act of 1933, as amended (the Act), this registration statement shall be deemed to cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions. Pursuant to Rule 416(c) under the Act, this registration statement shall also cover an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein. |
(2) | Consists of 1,000,000 shares issuable under the registrants 2022 Inducement Stock Incentive Plan, as amended. |
(3) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and (h)(1) of the Act, and based on $8.68, the average of the high and low sale prices of the registrants common stock as reported on The Nasdaq Global Market on July 25, 2024. |